Capital Markets Conference

2014-10-15T07:00:00

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The Investment Company Institute's 2014 Capital Markets Conference will provide the latest information on trading and market structure issues impacting the securities markets. This event will also cover the latest regulatory developments and structural changes in the securities markets from senior representatives of the SEC, FINRA, mutual funds, securities exchanges, broker-dealers, and other market participants.

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Capital Markets Conference

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“For tracking litigation, enforcement, and regulatory developments, Compliance Week
should be your prime source.”

Compliance Week accepts outside contributions from corporate chief compliance officers and other senior-level GRC practitioners. To learn more, contact the CW Editor.