All articles by Carole Switzer

  • realestate
    Article

    Hidden ownership in high-end real estate

    2018-09-25T11:15:00Z

    Title: OCEG: Hidden ownershipThis latest installment of the Compliance Week/OCEG GRC Illustrated series explores how fraudsters are using high-end real estate to launder money.

  • Article

    Creating a culture open to change

    2018-03-06T09:45:00Z

    In this latest installment of the GRC Illustrated Series, OCEG and Compliance Week explore ways to help companies combat resistance to a change in corporate culture.

  • Article

    The Never-Ending Story

    2017-04-25T12:15:00Z

    In the latest installment of the Compliance Week / OCEG GRC Illustrated Series, we explore the importance of following up on third-party evaluations.

  • Article

    Taking time to think – the biggest challenge

    2017-02-21T12:45:00Z

    The latest installment of the GRC Illustrated Series from Compliance Week and OCEG examines how cognitive, artificial intelligence systems can help make a chief compliance officer’s job easier and get the job done faster.

  • Article

    Addressing third-party information security risks in 2017

    2017-01-24T14:45:00Z

    The latest installment of the GRC Illustrated Series from Compliance Week and OCEG discusses ways to circumvent a cyber-breach via third-party risk management.

  • Article

    Reckless Regulatory Change Management

    2016-12-23T15:00:00Z

    This latest edition of the GRC Illustrated Series from Compliance Week and OCEG explores how companies should identify and respond to regulatory requirements in light of technological advances in today’s world.

  • Article

    SOX redux—an opportunity for a fresh look

    2016-08-23T11:30:00Z

    In this edition of the Compliance Week/OCEG GRC Illustrated Series, we take a look at new technology that can streamline SOX processes and give insight into risk to drive better business outcomes.

  • Article

    Workforce compliance in the gig economy

    2016-07-26T12:15:00Z

    Today’s organizations are using contingent workers on a greater scale than ever before. Known as a “gig economy,” this task-based approach to work has added benefits, such as being a cost saver, bringing unique skills to the workforce, and more, but it also means additional risk. This edition of the ...

  • Article

    Accelerating the evolution of GRC

    2016-06-28T11:45:00Z

    The most recent edition of the CW, OCEG GRC Illustrated series looks at three key accelerators that are now driving the velocity of evolution in GRC capabilities. Every organization can benefit from improvements brought about by these accelerators, says OCEG’s Carole Switzer, who has further details.

  • Article

    The ABCs of GRC

    2016-06-01T14:00:00Z

    The latest edition of the GRC Illustrated edition, sponsored by Compliance Week and OCEG, looks at the ABCs of GRC: Aware, Bespoke, and Confident. Together these three offer the opportunity for greater success that most organizations have failed to grasp, at least up until now.

  • Article

    Take the Conflict of Interest Challenge

    2016-03-22T14:15:00Z

    Conflicts of interest have become a big risk area for companies of all sizes, in all industries and any country. Just try spending an hour on the Web, and you’ll find several examples of COI causing financial losses for companies or their customers, questionable outcomes in scientific and medical research, ...

  • Article

    Let’s Change the Way We Talk About Controls

    2015-10-27T13:00:00Z

    This month’s edition of the GRC Illustrated Series from Compliance Week and OCEG discusses how to address threats to the company while recognizing opportunities.  Inside, learn about the integrated approach to an internal control environment that uses proactive, detective, and responsive management actions and controls to achieve principled performance.

  • Article

    Aligning the Organization for Principled Performance

    2015-09-29T11:15:00Z

    Management must align objectives to the organizations’s business environment and internal culture, but what does alignment really mean? In this latest installment of the GRC Illustrated Series, brought to you by Compliance Week and OCEG, experts discuss alignment in the context of GRC and keeping the company on the right ...

  • Article

    Learning Lessons for Principled Performance

    2015-08-25T10:00:00Z

    Image: In the latest installment of the GRC Illustrated series, OCEG outlines the “learn” component in its GRC Capability Model, where companies learn how to observe change, analyze, update strategies, and respond appropriately to any curveballs thrown their way to achieve principled performance.

  • Article

    Running in Place or Winning the New Race?

    2015-04-28T11:45:00Z

    Image: Our GRC Illustrated series returns this week, looking at how compliance programs can keep pace with new ways of communicating within business and with the new employees who use them. That will mean addressing multiple audiences through multiple channels, and it will pose new challenges for policy management, training, ...

  • Article

    You Are the Weakest Link

    2014-09-30T10:15:00Z

    We talk a lot today about the growing complexity of supply chains in the global economy.With an almost uncountable number of parties (or links if you will) in many undefined and ill-managed supply chain relationships, the chance of significant or fatal weakness seems immeasurable. The complexity presented by the ...

  • Article

    Breaking Up Is Hard to Do

    2014-06-23T11:45:00Z

    Paul Anka crooned, “Breaking up is hard to do” as he begged his love not to leave him in one of his most famous songs, but alas, we all know that relationships often come to an end.By contrast, management guru Peter Drucker cautioned “begin with the end in mind,” and ...

  • Article

    A Strategic Approach to Conduct Risk

    2014-06-03T13:00:00Z

    As we all know, ill-advised risk tak­ing in the financial sector led the industry to the brink of collapse in recent years. Not only that, but sales schemes driven by inappropriate incen­tive plans and outlandish short-term ob­jectives caused many consumers to suffer severe financial consequences and lose trust in the ...

  • Article

    True Detective—Lessons in Removing the Mask

    2014-03-25T00:00:00Z

    A couple of weeks ago, I spent seven hours in a marathon session watching HBO's new series, True Detective, in anticipation of the final installment. And, I must confess, this was the third time I viewed the episodes, trying to piece together more information that might let me see the ...

  • Article

    Business Agility Across the Extended Enterprise

    2014-01-28T00:00:00Z

    No company is an island. Organi­zations are a complex and diverse system of processes and business relationships. Risk and compliance chal­lenges do not stop at traditional organiza­tional boundaries. Organizations struggle to identify, manage, and govern extended business relationships. The challenge is: “Can you attest that risk and compliance are managed ...