By Joe Mont2017-03-28T13:15:00
President Trump’s nominee to head the SEC, Jay Clayton, was grilled about conflicts, recusals, and his views on enforcement during a Senate Banking Committee hearing.
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2017-04-25T12:00:00Z By Jaclyn Jaeger
Big changes are afoot at the SEC, which raises the question of whether this might be the beginning of a big new era in the Commission’s tone, direction, and priorities.
2026-02-17T23:11:00Z By Ruth Prickett
Four senior partners at Big Four accountancy firm Ernst & Young, including a leader in the firm’s compliance function, have left the company because of spiralling repercussions from a costly compliance failure.
2026-02-03T22:57:00Z By Adrianne Appel
Three former executives at Archer-Daniels-Midland intentionally misled investors by inflating the performance of the company’s Nutrition unit, the U.S. Securities and Exchange Commission has alleged.
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