- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Coinbase, a digital currency exchange, has appointed Jeff Horowitz as chief compliance officer.
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Digital asset platform BitGo announced the appointment of Jeff Horowitz as chief compliance officer. Horowitz joins BitGo from fellow cryptocurrency firm Coinbase, where he served as CCO for 2 1/2 years.
A lack of supervision and internal controls at Morgan Stanley Smith Barney allowed four of its investment advisers to steal millions from customers before the behavior was detected, the SEC said in charging the firm.
A defamation lawsuit filed by a whistleblower against USAA, which a Florida judge recently dismissed on a technicality, revealed in public court records an estimated 400,000 violations of the Military Lending Act by USAA Federal Savings Bank (USAA Bank), an indirect wholly owned subsidiary of USAA.
