The SEC and FINRA are increasing the focus on electronic record-keeping to meet regulatory mandates, including SEC rule 17a-4. Financial services firms are also struggling to manage the impact of the Dodd-Frank Act, such as the new CFTC rules for trade reconstruction.

This regulatory environment - along with stringent rules for social media and voice data - has created an urgent data management challenge for regulated firms. Most legacy IT systems cannot meet these new demands and companies are now evaluating their long-term strategy for a consolidated, cost-effective, and agile solution.

Read on to find out more about how Bloomberg Vault can help you be more prepared to comply with these regulations.

For more information or to learn more, please visit www.bloomberg.com/vault. You can also contact us at (212) 617-6580 or vaultsales@bloomberg.net.

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