Thank you to all of our attendees at Compliance Week 2019! Don't wait: Register now for CW2020.
"I always circle the Compliance Week conference on my calendar. It is the one event that draws experts in the field, as well as key regulators and government officials to discuss current and emerging issues."
-- CCO, Fortune 150 company
Correction
In a recent post in the Filing Cabinet, we incorrectly connected a recent enforcement action against Theranos founder and CEO Elizabeth Holmes with Mylan, the maker of the EpiPen.
Any implication or connection between the two companies was incorrect. Mylan had no connection to the SEC release.
Compliance Week regrets the error.
The U.K.’s National Crime Agency announced it has frozen eight bank accounts containing more than £100m (U.S. $121 million), which it suspects derived from bribery and corruption overseas. This represents the largest amount of money frozen to date.
The CFTC is pursuing enforcement against five entities and four individuals for engaging in a fraudulent scheme to solicit global customers for the purported purpose of trading illegal, off-exchange binary options.
Check out information on upcoming events from such regulators as the PCAOB, FDIC, SEC, DOJ, and more.
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