COSO: Improving Organizational Performance and Governance

By Robert B. Hirth, Jr., Chairman – Committee of Sponsoring Organizations of the Treadway Commission 2019-01-15T14:24:31.25+00:00

Topics

Article
COSO report: Elevating compliance leads to more informed decision-making
2020-11-11T22:35:00Z
Many compliance departments are not independent, but instead report to other departments. COSO recommends compliance be separated out into its own division, led by a chief compliance officer with an executive-level position.
Article
JPMorgan Chase fined $250M for ‘unsound’ internal control practices
2020-11-25T18:18:00Z
The OCC fined JPMorgan Chase Bank N.A. $250 million for weaknesses in its internal controls and internal audit for its fiduciary activities.
Article
Four years later, Odebrecht’s external monitorship ends
2020-11-24T16:57:00Z
Odebrecht has reached the end of its compliance monitorship, four years after pleading guilty and resolving charges with authorities in the United States, Brazil, and Switzerland for violations of the Foreign Corrupt Practices Act.

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