COSO: Improving Organizational Performance and Governance

By Robert B. Hirth, Jr., Chairman – Committee of Sponsoring Organizations of the Treadway Commission 2019-01-15T14:24:31.25+00:00

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Article
COSO report: Elevating compliance leads to more informed decision-making
2020-11-11T22:35:00Z
Many compliance departments are not independent, but instead report to other departments. COSO recommends compliance be separated out into its own division, led by a chief compliance officer with an executive-level position.
Article
Anti-corruption leaders share upsides of remote compliance program
2021-09-23T17:05:00Z
COVID-19 has altered how companies operate their anti-corruption compliance programs, but not necessarily for the worse, according to experts from PepsiCo and Cook Group who shared their experiences at a recent Diligent virtual summit.
Article
MassMutual $4M fine a lesson in trader conduct oversight
2021-09-17T15:24:00Z
A subsidiary of Massachusetts Mutual Life Insurance agreed to pay $4 million after apparently missing nearly two years’ worth of red flags by one of its broker-dealers that turned out to be a driving force behind the GameStop stock trading craze.

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