COSO: Improving Organizational Performance and Governance

By Robert B. Hirth, Jr., Chairman – Committee of Sponsoring Organizations of the Treadway Commission 2019-01-15T14:24:31.25+00:00

Topics

Article
Lessons from a CCO ‘in way over his head’
2020-01-27T17:59:00Z
A recent court ruling tells the story of a former chief compliance officer that “literally had no idea what he was doing or what he was getting himself into” when he took the position at an investment advisory firm.
Article
SFO guidance could help companies combat U.K. Bribery Act charges
2020-01-23T20:25:00Z
New internal guidance from the U.K. Serious Fraud Office outlines what the regulator considers in determining if a company’s compliance procedures are adequate enough to defend against U.K. Bribery Act charges or qualify for a deferred prosecution agreement.
Article
Compliance 2020: A timeline
2020-01-02T14:03:00Z
Compliance Week looks back at two decades of scandals, enforcement actions, and regulatory policies (2000-2019) that shaped the compliance function we see today.