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- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Joe Mont2017-10-24T10:15:00
There are plenty of anticipated benefits and pitfalls to blockchain technology. Can regulators also leverage distributed ledger technology to revolutionize market oversight and investor protection?
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News and analysis for the well-informed compliance or audit exec.
Annual Membership best value
Subscribe now for $365
Our lowest price ($1 per day) for one year.
Register for free
Receive the CW newsletter and access CPE webcasts.
2019-09-19T15:19:00Z By Jaclyn Jaeger
The SEC has filed a lawsuit against cryptocurrency startup ICOBox, a California company in the business of facilitating other companies’ ICOs, and its founder for conducting an illegal securities offering of its digital tokens and for acting as unregistered brokers for other digital asset offerings.
2018-04-03T11:45:00Z By Tammy Whitehouse
Blockchain is evolving rapidly from enigma to imperative in financial reporting circles, and one audit firm has even introduced an audit approach.
2024-05-17T16:57:00Z By Aaron Nicodemus
Federal Reserve Board Governor Michelle Bowman argued banking regulators should move from their current reactive posture on banking innovation to a position that actively encourages new technologies, business models, and ideas to solve age-old problems.
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