- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Joe Mont2017-10-24T10:15:00
There are plenty of anticipated benefits and pitfalls to blockchain technology. Can regulators also leverage distributed ledger technology to revolutionize market oversight and investor protection?
2019-09-19T15:19:00Z By Jaclyn Jaeger
The SEC has filed a lawsuit against cryptocurrency startup ICOBox, a California company in the business of facilitating other companies’ ICOs, and its founder for conducting an illegal securities offering of its digital tokens and for acting as unregistered brokers for other digital asset offerings.
2018-04-03T11:45:00Z By Tammy Whitehouse
Blockchain is evolving rapidly from enigma to imperative in financial reporting circles, and one audit firm has even introduced an audit approach.
2025-06-04T20:56:00Z By Ian Sherr
Compliance is increasingly in the spotlight as companies are tackling everything from artificial intelligence and other new technologies to risk management and mitigation. But it’s soft skills of communication and relationship building that are becoming the most critical tools for success.
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