By Jaclyn Jaeger2015-10-23T12:15:00
Christine Hohmann-Dennhardt, who currently serves as a member of the board of management of Daimler for integrity and legal affairs, is leaving her post there to assume the same role at competitor, Volkswagen. Daimler agreed to terminate Hohmann-Dennhardt's contract early, which was supposed to run until Feb. 28, 2017. More ...
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2026-01-19T15:21:00Z By Aaron Nicodemus
Back for its seventh year, Compliance Week’s Excellence in Compliance Awards seek to honor the CCOs, compliance programs, trail-blazers, industry veterans, mentors and up-and-coming professionals who set the standard for compliance in 2026.
2025-03-19T11:53:00Z By Adrianne Appel
An investment company and its founder, president, and chief compliance officer flagrantly kept violating mutual fund rules for multiple years after settling with the Securities and Exchange Commission, the SEC said in a complaint against the company.
2025-03-12T16:01:00Z By Adrianne Appel
Two executives at New York-based Momentum Advisors, including the firm’s chief compliance officer, allegedly misappropriated more than $220,000, the Securities and Exchange Commission said.
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