Data can be compliance officer’s best business ally
At Compliance Week 2018, compliance officers shared tips on how they have developed innovative uses for data to better strategize an approach to compliance.
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ArticlePoll-apalooza: Let us help you benchmark your compliance program
We polled practitioners on 11 key topics in ethics and compliance at the recently concluded Compliance Week 2018 conference. Check out the results to help you benchmark your own programs.
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News BriefNasdaq: A majority of financial firms plan to use AI in compliance this year
About 36 percent of financial firms are using artificial intelligence in compliance, and most firms intend to ramp up their reliance on AI in compliance in the next 12 months, according to a new survey by Nasdaq.
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PremiumU.K. financial regulator looks to streamline audit enforcement procedures
Auditors are supposed to keep businesses honest, but how much regulation is the optimum for the auditors – and how onerous and punitive should the enforcement regime be? A new consultation by the U.K. regulator, the Financial Reporting Council, opened on Oct. 1 and has put the vexed question of ...