By Bruce Carton2015-01-15T12:15:00
On December 8, 2014, the SEC announced that it had filed an administrative proceeding against a computer programmer for "operating two online venues that traded securities using virtual currencies Bitcoin or Litecoin without registering the venues as broker-dealers or stock exchanges." The programmer, Ethan Burnside, agreed to settle the case ...
2016-03-01T20:45:00Z By Joe Mont
Image: Bitcoin is dead; long live blockchain. To be fair, bitcoin, the much-hyped virtual currency, is hardly ready to fade into oblivion. The technology underlying those online exchanges, however, is poised to become the hottest technology to hit the financial world in years, albeit not without significant business and regulatory ...
Provided by AuditBoard
U.S. Banking regulators have moved to loosen traditional regulation and supervision in areas like capital requirements, stress testing and liquidity, while also being more receptive to innovation in areas including Artificial Intelligence and digital assets.
2025-10-08T18:28:00Z By Adrianne Appel
Charlie Javice, a former CEO who duped JPMorgan Chase into purchasing her start up company for $175 million, has been ordered to forfeit more than $22 million by the Department of Justice (DOJ) and to spend 7 years in jail.
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