- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Robert Herz2016-10-12T11:45:00
A host of private and regulatory groups are making big strides in improving disclosure effectiveness. Robert Herz has more.
2017-03-14T12:45:00Z By Joe Mont
Investors, especially those lacking financial literacy skills, may soon benefit from the SEC’s efforts to modernize its disclosure regime and filing requirements.
2025-07-07T17:15:00Z By Oscar Gonzalez
SEC Chair Paul Atkins pointed to the growth of tokenized shares as a key development reshaping private markets, suggesting the agency is preparing to update its rules to keep pace with new forms of digital asset trading and settlement.
2025-07-01T23:39:00Z By Oscar Gonzalez
The Department of Government Efficiency (DOGE) has a new target, and this time it won’t be just firing federal workers. The agency formed by Tesla CEO Elon Musk at the start of the Trump administration wants to roll back more regulations.
Site powered by Webvision Cloud