All disclosure failure articles

  • Alcohol
    Article

    Diageo to pay $5M for disclosure failures

    2020-02-21T15:30:00Z

    Alcohol producer Diageo has agreed to pay $5 million to resolve charges brought against it by the SEC for disclosure failures, due to weaknesses in its internal disclosure processes.

  • Article

    Complying with transparency: the Oxfam lesson

    2018-02-21T14:45:00Z

    As U.K. charity organization Oxfam deals with its own sexual misconduct scandal, it illustrates the need for organizational transparency.

  • Blog post

    Apollo to pay $52.7 million for disclosure and supervisory failures

    2016-08-25T09:45:00Z

    Four private equity fund advisers affiliated with Apollo Global Management agreed to a $52.7 million settlement with the Securities and Exchange Commission for misleading fund investors about fees and a loan agreement and failing to supervise a senior partner who charged personal expenses to the funds. Jaclyn Jaeger reports.