By Tammy Whitehouse2015-09-16T16:30:00
Image: In response to SEC Chair Mary Jo White’s recent remarks that the SEC might replace Jim Doty as chairman of the PCAOB, nearly 30 individuals with heavy credentials in financial reporting from numerous policymaking groups fired off a letter to White, stumping for Doty’s reappointment. They credit Doty with ...
2025-11-13T20:34:00Z By Jaclyn Jaeger
The DOJ dropped a June 2024 indictment against a Cassava Sciences advisor, closing a case tied to an alleged short-selling scheme and related government probes. The case was criticized for fundamental flaws in evidence and legal procedures.
2025-11-07T22:18:00Z By Adrianne Appel
First Trust Portfolios has been fined $10 million by FINRA for allegedly providing excessive meals, gifts, and other incentives to broker-dealers.
2025-11-05T20:28:00Z By Ruth Prickett
Insurance firms are warning that AI-washing could trigger a slew of cases against directors, and are adjusting their directors’ and officers’ liability premiums accordingly. With regulators cracking down on AI-washing, compliance could be a crucial line of defense and save companies on their insurance costs.
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