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- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Marie N. Hollein, CTP President and CEO Financial Executives International, Ray Purcell Director, Financial Controls Pfizer, Michael J. Wood Vice President, Controller and Chief Accounting Officer Raytheon 2019-01-15T14:24:31.263
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News and analysis for the well-informed compliance or audit exec.
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Our lowest price ($1 per day) for one year.
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Receive the CW newsletter and access CPE webcasts.
2020-11-11T22:35:00Z By Aaron Nicodemus
Many compliance departments are not independent, but instead report to other departments. COSO recommends compliance be separated out into its own division, led by a chief compliance officer with an executive-level position.
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The U.K. Financial Conduct Authority issued a fine of $4.5 million (3.5 million pounds) against a U.K.-based subsidiary of crypto platform Coinbase for providing services to high-risk customers in violation of FCA rules.
2024-07-22T19:09:00Z By Jeff Dale
The Federal Reserve Board of Governors fined financial technology and bank holding company Green Dot $44 million for numerous unfair and deceptive practices and a deficient consumer compliance risk management program.
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