News and analysis for the well-informed compliance or audit exec. Select an option and click continue.
Annual Membership $499 Value offer
Full price one year membership with auto-renewal.
Membership $599
One-year only, no auto-renewal.
- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Provided by ACL2015-11-20T14:30:00
The bigger your global supply chain grows, the less visibility and assurance your corporation has into the integrity and security of its products and operations. Compliance officers often may lose control over procedures and protocols, which can lead to serious regulatory consequences.
THIS IS MEMBERS-ONLY CONTENT. To continue reading, choose one of the options below.
News and analysis for the well-informed compliance or audit exec. Select an option and click continue.
Annual Membership $499 Value offer
Full price one year membership with auto-renewal.
Membership $599
One-year only, no auto-renewal.
2016-12-13T14:15:00Z By Jaclyn Jaeger
Global supply chain risk has climbed to record levels. Jaclyn Jaeger reports on how one global company is working to bullet-proof its supply chain risk management program.
2024-11-06T21:36:00Z By Jeff Dale
The Financial Industry Regulatory Authority fined broker-dealer Morgan Stanley $1 million over alleged documentation failures related to risk management controls and supervisory procedures involving violations of the Market Access Rule.
2024-11-05T14:00:00Z Provided by Wolters Kluwer
Attend this Compliance Week webinar to synthesize the current ”state-of-play” for current and proposed rules for the ethical and responsible use of AI in financial services settings.
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