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Provided by IBM2021-06-29T17:48:00
This eBook has more on that, plus information from the Irish Data Protection Commissioner and European Data Protection Supervisor on why the one-stop-shop provision of the GDPR needs to be reformed.
Our e-Books are prepared by Compliance Week and are free to view.
You need to register for this site and agree to the sponsor’s conditions to be granted access.
2023-09-26T20:51:00Z By Compliance Week
Compliance Week’s fifth annual “Inside the Mind” survey seeks to discover what makes CCOs and other risk and compliance practitioners tick. Take 10 minutes to share your experiences and be part of our special report.
2023-09-22T18:24:00Z By Kyle Brasseur
Miami-based broker-dealer Citadel Securities was fined $7 million as part of a settlement with the Securities and Exchange Commission addressing mismarked short and long sales caused by a coding error in the firm’s automated trading system.
2023-09-21T19:05:00Z By Neil Hodge
The furor over NatWest Group’s decision to monitor and close the account of right-wing Brexit campaigner Nigel Farage—and then disclose the details to a journalist—has raised questions regarding whether other banks employ the same means to get rid of undesirable customers.
2023-07-21T16:01:00Z Provided by BlackLine Systems
Businesses confronting environmental, social, and governance matters for the first time are finding value in engaging their finance and accounting teams for support.
2023-07-11T06:32:00Z Provided by Global Relay
U.S. regulators signaled through a widespread enforcement sweep against Wall Street banks they are zeroing in on employees’ unapproved uses of electronic communication channels to discuss business-related matters.
2023-06-13T02:36:00Z Provided by Diligent Compliance
Significant change in corporate attitudes toward environmental, social, and governance (ESG) reporting have many companies implementing controls and governance processes over the collection, review, and reporting of sustainability information for the first time.
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