By Dann Anthony Maurno2014-06-30T14:45:00
Sure, a company can put together an elegant suite of best-in-class solutions for governance, risk, and compliance, but before investing in dedicated solutions, don’t overlook what you might have in place already—an enterprise resource planning suite that may be well suited to cover your GRC needs.
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2015-11-24T10:30:00Z By Jaclyn Jaeger
Increased regulatory scrutiny and the sting of billions in fines and penalties resulting from misconduct have prompted many financial firms to pour money into their compliance programs—investments that may be in vain without a unified view of risk. The tech challenges to build that view are considerable, but not impossible ...
2025-12-29T12:00:00Z By Ruth Prickett
If 2025 was the year generative AI took off in organizations in every sector, it was also the year we saw increasing examples of the risks of AI mishaps.
2025-12-24T19:04:00Z By Tom Fox
FINRA’s rules are intended to be technologically neutral. They apply when companies use GenAI or similar technologies in their businesses, just as they apply when companies use any other technology or tool. But what does that mean for a compliance professional using GenAI?
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