By David Ackerman2017-11-21T11:45:00
The expansion of the scope under MiFID II will make it far likelier for market participants to be caught within EU regulators’ crosshairs without even realizing it. Some tips for avoiding that fate are inside.
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2017-12-04T13:45:00Z By David Murray
The Markets in Financial Instruments Directive and the Consolidated Audit Trail will be vital tools for regulating a financial sector increasingly moving at speeds too fast to follow.
2026-01-16T20:40:00Z By Adrianne Appel
Firms worldwide got a break in 2025 on penalties for anti-money laundering (AML) failures, a new report has found.
2026-01-15T19:48:00Z By Ruth Prickett
President Donald Trump’s military intervention in Venezuela has sent a message across the world that he regards resources as critical to U.S. national security and will act to secure them. In Venezuela, this primarily means crude oil reserves. However, oil is not the only valuable resource in the U.S. sights.
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