- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Paul Hodgson2016-05-24T15:00:00
The Financial Conduct Authority has published changes to its handbook, “Disclosure Guidance and Transparency Rules,” to help U.K.-listed companies comply with new EU Market Abuse Regulation (MAR) from 3 July this year. The handbook and MAR cover a very wide range of “market abuse” issues, such as insider dealing, improper ...
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2017-06-20T11:45:00Z By Paul Hodgson
The FCA Market Abuse Regulation is meant to deal with a wide range of possible market misconduct, but it does not synch cleanly with laws in other countries.
2017-03-07T12:00:00Z By Paul Hodgson
A fake press release sent French construction firm Vinci into a downward spiral, provoking action from the Autorité des Marchés Financiers to get busy on reforms to prevent such damaging incidents.
2025-05-01T14:39:00Z
Antitrust infringement cases in the United Kingdom can run on for years, but there’s a question whether issuing fines that are dwarfed by the revenues of those organisations involved is a worthy deterrent—particularly if they are imposed over a decade after the misconduct ended. It’s also debatable whether the first ...
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