In March 2014, I began tracking the SEC's federal court trials in FY 2014 (which began on October 1, 2013), and the results in each case. The SEC's final trial scorecard in FY 2014 included a total of 17 trials. Of those 17 trials, SEC had five outright victories in which it won on all of its claims, seven losses in which it lost on all of its claims, and five mixed verdicts in which it won on some claims and lost on others. The complete list of the SEC's FY 2014 trials and outcomes is as follows:

SEC v. Cuban:  VERDICT—FOR DEFENDANT (Oct. 2013)

SEC v. AIC Inc.: VERDICT—FOR  SEC (Oct. 2013)

SEC v. True North Finance Corp.: VERDICT—FOR SEC (Oct. 2013)

SEC v. Kovzan: VERDICT—FOR DEFENDANT (December 2013)

SEC v. Jensen: VERDICT—FOR DEFENDANTS (December 2013)

SEC v. Schvacho: VERDICT— FOR DEFENDANT (January 2014)

SEC v. Yang: VERDICT—MIXED (January 2014)

SEC v. Steffes: VERDICT—FOR DEFENDANTS (January 2014)

SEC v. Life Partners: VERDICT—MIXED (Feb. 2014)

SEC v. DiGiorgio: VERDICT—FOR  SEC (Feb. 2014)

SEC v. Quan: VERDICT—MIXED (Feb. 2014)

SEC v. Jacobs: VERDICT—MIXED (March 2014)

SEC v. Wyly: VERDICT—MIXED (May 2014 and July 2014)

SEC v. Obus: VERDICT—FOR DEFENDANTS(May 2014)

SEC v. Moshayedi: VERDICT—FOR DEFENDANTS (June 2014)

SEC v. Hayter: VERDICT—FOR  SEC (August 2014)

SEC v. Sage Advisory Group: VERDICT—FOR  SEC (August 2014)

 

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