By Bruce Carton2014-11-14T10:45:00
On September 14, 2014, the SEC filed an insider trading case against Dmitry Braverman, a senior information technology professional at law firm Wilson Sonsini Goodrich & Rosati. The case was the SEC's second in a six month period alleging insider trading by law firm employees, and the SEC emphasized that ...
2014-12-23T10:30:00Z By Karen Kroll
Image: The appellate court decision to overturn insider-trading convictions of two Wall Streeters brings clarity to some aspects of the crime. It does not, however, reduce insider-trading risks. Yes, the ruling narrows the scope of such offenses, but “a compliance officer would have to be out of his mind to ...
2025-11-03T19:09:00Z By Ruth Prickett
The energy sector faces rising regulatory activity, with more rules and enforcement. Bribery, corruption, and sanctions now dominate compliance concerns, driving rapid change and pressure on compliance officers.
2025-10-28T21:11:00Z By Adrianne Appel
Senate Democrats warned OMB Director Russell Vought Tuesday that it would be illegal for the Trump administration to shut down the Consumer Financial Protection Bureau, citing a recent court decision barring actions that could severely harm the agency.
Site powered by Webvision Cloud