Jarvis Global Investments has named Katelyn Jarvis as chief compliance officer and director of retirement services.
Jarvis assumes the responsibilities of managing the firm’s compliance with laws and regulations, as well as developing and implementing small- to mid-size companies’ retirement plans.
She joins Jarvis Global Investments from the Office of the Comptroller of the Currency (OCC), the regulatory authority of all national banks. It was there that she served as an associate national bank examiner. During her tenure with the OCC, she ensured the safety and soundness of national banks by reviewing their compliance with applicable laws and regulations.