News and analysis for the well-informed compliance or audit exec. Select an option and click continue.
Annual Membership $499 Value offer
Full price one year membership with auto-renewal.
Membership $599
One-year only, no auto-renewal.
- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Jeff Dale2022-05-12T19:35:00
Tom Anderson will be the next chief compliance officer at Citi, effective June 1. His appointment comes two months after Mary McNiff stepped down from the role.
THIS IS MEMBERS-ONLY CONTENT. To continue reading, choose one of the options below.
News and analysis for the well-informed compliance or audit exec. Select an option and click continue.
Annual Membership $499 Value offer
Full price one year membership with auto-renewal.
Membership $599
One-year only, no auto-renewal.
2022-11-28T18:58:00Z By Aaron Nicodemus
Citigroup has successfully resolved key compliance shortcomings identified as part of a 2020 enforcement action but still has work to do to address data management weaknesses, according to federal banking regulators.
2022-08-19T17:03:00Z By Aaron Nicodemus
Citigroup Global Markets was fined £12.6 million (U.S. $14.9 million) by the U.K.’s Financial Conduct Authority for failing to implement an adequate trade surveillance program required by British law.
2022-07-11T19:37:00Z By Aaron Nicodemus
The Securities and Exchange Commission recently posed a series of probing questions to Citigroup seeking to understand the impact of Russia’s invasion of Ukraine on the bank’s exposure in Russia.
2024-10-21T17:31:00Z By CW Staff
Sheppard Pratt, a private, nonprofit provider of mental health, substance use, developmental disability, special education, and social services, announced the appointment of Jennifer Coyne as general counsel.
2024-10-21T17:30:00Z By CW Staff
Home Run Financing announced that Ryan Griffin, who has served as its general counsel and chief compliance officer for over five years, has been appointed as their new chief operating officer.
2024-10-21T17:30:00Z By CW Staff
Genus Capital Management announced the appointment of Stephanie Tsui as the firm’s new chief sustainability officer.
Site powered by Webvision Cloud