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- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By CW Staff2019-08-05T16:07:00
Robert Cohen, the SEC’s first Cyber Unit chief, has stepped down after 15 years of service. Get a glimpse of several groundbreaking investigations headed up by Cohen.
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News and analysis for the well-informed compliance or audit exec. Select an option and click continue.
Annual Membership $499 Value offer
Full price one year membership with auto-renewal.
Membership $599
One-year only, no auto-renewal.
2019-12-03T17:31:00Z By Kyle Brasseur
The Securities and Exchange Commission announced the appointment of Kristina Littman as chief of the Division of Enforcement’s Cyber Unit.
2024-12-03T17:48:00Z By Aaron Nicodemus
Kiromic BioPharma will pay no fine to the Securities and Exchange Commission after self-reporting that it failed to disclose material information about two cancer drugs to investors.
2024-11-29T11:17:00Z By CW Staff
GeneDx, which delivers personalized and actionable health insights to inform diagnosis, direct treatment, and improve drug discovery, announced the appointment of Heidi Chen as chief legal officer.
2024-11-29T11:09:00Z By CW Staff
Ionic Digital announced the appointment of Laura Schnaidt to the role of chief legal officer.
2024-11-29T11:01:00Z By CW Staff
Ally Financial announced that Stephanie Richard has been appointed chief risk officer.
2024-11-29T10:52:00Z By CW Staff
Southern Auto Finance Company welcomed Brian Hopper as its new senior vice president and chief risk officer.
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