- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Tammy Whitehouse2015-07-20T09:00:00
Image: As Hertz investigated a handful of accounting anomalies that would lead to restatement, the list of accounting and internal control problems ballooned considerably—but that’s all in the past. The company has updated its SEC filings, correcting accounting errors dating back to 2011. “Today’s filings are an important step forward, ...
2015-09-15T11:30:00Z By Aarti Maharaj
Image: “Conduct risk” is a phrase uttered by many regulators these days and a menace compliance officers in banking circles worry about more and more. Still, putting a precise definition on it isn’t easy. “Conduct risk frequently demands that a firm address the widest range of policies, processes … and ...
2015-07-28T14:00:00Z By Tammy Whitehouse
Image: Car rental kingpin Hertz Corp. is nearly finished with its sweeping restatement of several years’ worth of financial statements, and it’s giving compliance and audit executives plenty of cautionary tales to read. Its latest annual report outlines—in frank detail—more than a dozen failures, most of them in senior leadership. ...
2025-06-04T20:56:00Z By Ian Sherr
Compliance is increasingly in the spotlight as companies are tackling everything from artificial intelligence and other new technologies to risk management and mitigation. But it’s soft skills of communication and relationship building that are becoming the most critical tools for success.
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