- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Joe Mont2017-07-12T13:30:00
While the Department of Labor sputters along with efforts to rescind its fiduciary duty rule for brokers, House Republicans are taking matters into their own hands.
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2018-03-20T09:15:00Z By Joe Mont
The Labor Department’s regulatory soap opera is facing another cliffhanger and an appeals court opinion that vacates it. But the story is far from over.
2017-11-14T11:45:00Z By Joe Mont
While the Labor Department’s Fiduciary rule for investment advice remains uncertain amid lawsuits and Congressional attacks, the SEC prepares to issue its own version.
2017-08-22T09:15:00Z By Joe Mont
The Labor Dept. wants a substantial delay for remaining compliance milestones in its fiduciary rule. What happens in the interim?
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