By Bruce Carton2016-04-04T09:30:00
Image: Title: SporkinIn the past two weeks there have been two interesting articles written about SEC enforcement legend Judge Stanley Sporkin, the SEC’s second director of enforcement (and much more). Inside, enforcement blogger Bruce Carton looks at the takes on “Sporkin’s kids”—his SEC protégés who went on to become luminaries ...
2025-12-05T19:25:00Z By Oscar Gonzalez
The U.S. Securities and Exchange Commission’s (SEC) Division of Examinations released its 2026 examination priorities, which give companies a roadmap of areas of heightened risk and regulatory focus for next year.
2025-12-03T17:18:00Z By Adrianne Appel
A San Francisco-based private equity firm has agreed to pay $11.4 million to settle allegations it violated U.S. sanctions rules by handling investments for a sanctioned Russian oligarch.
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A tech company that stores student information for schools has agreed to implement a data security program and report to the Federal Trade Commission for 10 years, after security failures led to data for 10 million students being breached.
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