- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Joe Mont2016-12-14T15:45:00
Banks have some new guidance on how to seek an extension for conforming their investments in "illiquid funds" to the Dodd-Frank Act's Volcker Rule. Joe Mont reports.
2017-08-01T10:45:00Z By Joe Mont
While members of the Trump Administration wave off persistent critics, rule changes are starting to take root, notably for the Volcker rule.
2025-06-26T15:37:00Z By Aaron Nicodemus
Bank examiners at the Federal Reserve Board will no longer assess reputational risk during examinations, a concession to the banking industry already underway with two other U.S. regulators.
2025-06-04T20:56:00Z By Ian Sherr
Compliance is increasingly in the spotlight as companies are tackling everything from artificial intelligence and other new technologies to risk management and mitigation. But it’s soft skills of communication and relationship building that are becoming the most critical tools for success.
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