Institutional Investors Petition SEC for 'Mix and Match' Board Elections

By Joe Mont2014-01-08T11:15:00

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Investors Want More Transparency on Director Evaluations

2014-09-16T12:45:00Z By Joe Mont
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Companies Still Winning Most Appeals to Exclude Shareholder Proposals

2014-02-25T00:00:00Z By Joe Mont
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Broker-dealer Canaccord pays $80M to FinCEN, admits to willful BSA violations

2026-03-06T20:43:00Z By Adrianne Appel

Financial services company Canaccord has been hit with an $80 million penalty by the U.S. Treasury’s Financial Crimes Enforcement Network (FInCEN)–the largest FinCEN penalty against a broker-dealer in its history.