- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Image: That pesky Regulation Fair Disclosure has ensnared yet another high-profile CEO. This time, it’s Apple’s Tim Cook (left) who could come under SEC scrutiny for over-sharing company information. Pundits on Tuesday were questioning whether the Commission could sanction Cook for e-mailing CNBC host Jim Cramer about sales in China. ...
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One simple tweet from Tesla’s outspoken founder speaks to volumes of compliance and regulatory concerns.
Fake news, in the eyes of the SEC, isn’t just a problem during election year. Over several decades, stock price manipulations have been predicated on rumors and hoaxes.
AT&T agreed to pay $6.25 million as part of a settlement with the Securities and Exchange Commission addressing allegations three of its executives fed sensitive financial information to Wall Street research analysts and not investors.
