- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Joe Mont2015-08-25T10:45:00
Image: That pesky Regulation Fair Disclosure has ensnared yet another high-profile CEO. This time, it’s Apple’s Tim Cook (left) who could come under SEC scrutiny for over-sharing company information. Pundits on Tuesday were questioning whether the Commission could sanction Cook for e-mailing CNBC host Jim Cramer about sales in China. ...
2018-08-13T14:15:00Z By Joe Mont
One simple tweet from Tesla’s outspoken founder speaks to volumes of compliance and regulatory concerns.
2017-04-18T09:15:00Z By Joe Mont
Fake news, in the eyes of the SEC, isn’t just a problem during election year. Over several decades, stock price manipulations have been predicated on rumors and hoaxes.
2025-06-04T20:56:00Z By Ian Sherr
Compliance is increasingly in the spotlight as companies are tackling everything from artificial intelligence and other new technologies to risk management and mitigation. But it’s soft skills of communication and relationship building that are becoming the most critical tools for success.
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