- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
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The attorneys general of 19 states have launched a joint investigation into JP Morgan, in the wake of its massive data breach last year that affected 76 million households and millions more small businesses. In a letter to JP Morgan sent last month, the states present a long list of ...
The biggest Compliance Fails of 2024 show the real-world consequences of noncompliance for the companies that faltered, but also for their customers and their employees.
The U.K. Financial Conduct Authority fined the London branch of Australian-based Macquarie Bank Limited more than 13 million pounds (U.S. $16.3 million) for “serious control failures” that allowed a trader to conceal hundreds of fictitious trades over a 20-month period.
