- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Joe Mont2017-04-05T09:15:00
To comply with a Presidential Memorandum, the Labor Department has announced a 60-day extension of the applicability dates of its fiduciary rule and related exemptions, including the Best Interest Contract Exemption.
2017-06-27T09:30:00Z By Joe Mont
While the Labor Department and SEC are headed for a showdown over a fiduciary duty rule, another player has entered the mix: the CFP Board.
2017-05-16T09:15:00Z By Joe Mont
Free-market advocates are gaining traction to overturn the Obama administration’s rule that places additional responsibilities upon financial services representatives.
2025-07-08T15:43:00Z By Oscar Gonzalez
The U.S. Department of Labor (DOL) appears to be in the process of deregulating work rules. Some of the changes proposed would result in a reduction of pay for certain health workers and allow minors to work hazardous jobs.
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