- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Joe Mont2017-03-01T12:30:00
Following a presidential order to further review its controversial fiduciary duty rule, the Department of Labor is seeking to delay its effective date, allowing the time needed for additional analysis.
2017-05-16T09:15:00Z By Joe Mont
Free-market advocates are gaining traction to overturn the Obama administration’s rule that places additional responsibilities upon financial services representatives.
2025-06-04T20:56:00Z By Ian Sherr
Compliance is increasingly in the spotlight as companies are tackling everything from artificial intelligence and other new technologies to risk management and mitigation. But it’s soft skills of communication and relationship building that are becoming the most critical tools for success.
2024-05-31T18:41:00Z By Aaron Nicodemus
The Department of Labor sued three Alabama businesses, including a Hyundai Motor manufacturing plant, for employing a 13-year-old worker on an auto parts assembly line.
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