Skip to main content
Skip to navigation

Lawyers Decry SEC’s Expanded Use of Administrative Law Proceedings

By Joe Mont2014-09-30T16:00:00

Judge-and-gavel-hi-res_0

THIS IS MEMBERS-ONLY CONTENT

You are not logged in and do not have access to members-only content.

If you are already a registered user or a member, SIGN IN now.

Related articles

Article
SCOTUS delivers a constitutional blow to SEC’s ALJ process

2018-06-26T10:45:00Z By Joe Mont

The perpetually maligned use of administrative law judges at the SEC faces big changes after the Supreme Court, led by Justice Elena Kagan, agreed with constitutional challenges.
News Brief
SEC Chair Atkins signals end to ‘regulation by enforcement’ in line with Trump’s pro-crypto agenda

2025-06-07T01:41:00Z By Oscar Gonzalez

The Securities and Exchange Commission Chair Paul Atkins explained his agency’s shift on cryptocurrency regulation to a Senate committee as legislators bargain over President Donald Trump’s “One Big Beautiful Bill” and the GENIUS Act, which would have the federal government invest heavily in cryptocurrency.
News Brief
Communication and relationships is increasingly critical for compliance teams

2025-06-04T20:56:00Z By Ian Sherr

Compliance is increasingly in the spotlight as companies are tackling everything from artificial intelligence and other new technologies to risk management and mitigation. But it’s soft skills of communication and relationship building that are becoming the most critical tools for success.