All Names Rule articles

  • SEChq
    News Brief

    SEC adopts revised fund name requirements


    The Securities and Exchange Commission adopted amendments to its rule covering fund names to ensure the regulation is appropriate to address new investment drivers, namely environmental, social, and governance matters.

  • SEC building

    SEC rule proposal would order investment firms to back up ESG claims


    The Securities and Exchange Commission proposed a new rule that would require registered investment advisers, investment companies, and business development companies to submit enhanced disclosures about funds that claim ESG strategies drive their investment choices.