All Nasdaq articles

  • luckin
    Article

    Analysis: Luckin Coffee saga a case of déjà vu?

    2020-04-29T18:42:00Z

    Financial crime expert Martin Woods ponders how the SEC can ensure foreign companies, like China-based Luckin Coffee, that publicly trade in the U.S. can apply the proper standards of compliance, financial reporting, and even whistleblower protections.

  • Article

    Nasdaq names chief risk officer

    2020-02-04T17:56:00Z

    American stock exchange Nasdaq announced Roland Chai will join the executive leadership team as chief risk officer.

  • PointTheFinger
    Article

    More companies pointing finger at proxy advisory firms

    2019-11-22T15:53:00Z

    A new survey from the U.S. Chamber of Commerce and Nasdaq says the number of companies identifying conflicts of interest at proxy advisory firms has almost doubled.

  • Article

    Nasdaq has a new chief legal officer

    2019-09-06T17:06:00Z

    Nasdaq has named John Zecca as executive vice president and chief legal officer, responsible for managing Nasdaq’s regulatory oversight, legal counsel, and compliance across the company’s global businesses.

  • Blog post

    SAI Global to acquire BWise from Nasdaq

    2019-02-12T12:15:00Z

    Risk management and compliance learning provider SAI Global announced it has entered into an agreement with Nasdaq to acquire software provider BWise.

  • WallStreet
    Blog post

    CII petitions exchanges over dual-class shares

    2018-10-29T13:00:00Z

    The Council of Institutional Investors has filed petitions with the New York Stock Exchange and Nasdaq asking them to limit listings of companies with dual-class share structures.