All Nasdaq articles

  • luckin

    Analysis: Luckin Coffee saga a case of déjà vu?


    Financial crime expert Martin Woods ponders how the SEC can ensure foreign companies, like China-based Luckin Coffee, that publicly trade in the U.S. can apply the proper standards of compliance, financial reporting, and even whistleblower protections.

  • Article

    Nasdaq names chief risk officer


    American stock exchange Nasdaq announced Roland Chai will join the executive leadership team as chief risk officer.

  • PointTheFinger

    More companies pointing finger at proxy advisory firms


    A new survey from the U.S. Chamber of Commerce and Nasdaq says the number of companies identifying conflicts of interest at proxy advisory firms has almost doubled.

  • Article

    Nasdaq has a new chief legal officer


    Nasdaq has named John Zecca as executive vice president and chief legal officer, responsible for managing Nasdaq’s regulatory oversight, legal counsel, and compliance across the company’s global businesses.

  • Blog post

    SAI Global to acquire BWise from Nasdaq


    Risk management and compliance learning provider SAI Global announced it has entered into an agreement with Nasdaq to acquire software provider BWise.

  • WallStreet
    Blog post

    CII petitions exchanges over dual-class shares


    The Council of Institutional Investors has filed petitions with the New York Stock Exchange and Nasdaq asking them to limit listings of companies with dual-class share structures.