By Robert Herz2015-02-18T11:15:00
Disclosure reform is one of the more intractable problems of corporate reporting. The SEC says it will work to move that issue forward this year, and inside, Compliance Week columnist Robert Herz offers his view on how to reinvigorate that project: Aim for a system of one corporate “evergreen” file ...
2015-10-14T13:00:00Z By Joe Mont
Image: Stop us if you’ve heard this before: The SEC is attempting a comprehensive overhaul of its disclosure regime. This time, however, Chairman Mary Jo White may succeed where many of her predecessors failed. The SEC has numerous ideas to reform Regulation S-X, and no shortage of public comments on ...
2025-08-18T14:12:00Z By Oscar Gonzalez
The owner of a water machine vending company and a portfolio manager were allegedly behind a Ponzi-like scheme that raised more than $275 million, according to the U.S. Securities and Exchange Commission.
2025-08-13T18:00:00Z By Aly McDevitt
Securities and Exchange Commission Chairman Paul Atkins has launched “Project Crypto,” a major regulatory overhaul aimed at shifting the agency from enforcement to innovation. Atkins’ address outlined as many as nine Commission-wide initiatives to revamp the SEC’s rulebook for the digital finance era.
Site powered by Webvision Cloud