- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Joe Mont2018-05-07T10:15:00
New York’s Department of Financial Services has announced that Lockton Affinity and its parent company will pay a $7 million fine for serving as the administrator of the National Rifle Association-branded “Carry Guard” insurance program.
You are not logged in and do not have access to members-only content.
If you are already a registered user or a member, SIGN IN now.
2024-08-28T17:41:00Z By Aaron Nicodemus
Finland-based Nordea Bank will pay $35 million to resolve an investigation by the New York Department of Financial Services into “significant compliance failures” in its anti-money laundering and Bank Secrecy Act program.
2024-06-18T17:36:00Z By Jeff Dale
The New York branch of Swiss bank Credit Suisse reached a deal with the Treasury Department’s Office of the Comptroller of the Currency (OCC) over compliance with its Bank Secrecy Act and anti-money laundering obligations.
2024-05-14T16:59:00Z By Aaron Nicodemus
The New York State Department of Financial Services issued guidance for small businesses attempting to comply with its cybersecurity regulations.
Site powered by Webvision Cloud