By
Kyle Brasseur2021-06-22T13:44:00
Despite best effort, a chief compliance officer has a lot to lose when his or her company faces enforcement. Acknowledging this as part of any potential CCO liability framework will be important to its success.
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2022-03-18T17:34:00Z By Aaron Nicodemus
Whether chief compliance officers have supervisory authority is key to the Financial Industry Regulatory Authority’s determination of CCO liability, the organization clarified in a regulatory notice.
2022-03-07T21:33:00Z By Aaron Nicodemus
A commissioner at the Securities and Exchange Commission has proposed establishing a minimum set of standards for lawyers advising public companies on securities law to combat a trend of “overzealous” representation.
2022-01-12T20:55:00Z By Aaron Nicodemus
The National Society of Compliance Professionals has drafted a framework that urges regulators to consider chief compliance officer liability more holistically, in the context of the compliance culture within a CCO’s firm.
2025-12-18T18:48:00Z By Tom Fox
Microsoft’s Copilot Usage Report 2025 offers compliance professionals a rare, data-driven look at how artificial intelligence is actually being used by millions of people, rather than how organizations assume it is being used.
2025-12-16T19:24:00Z By Lee F. Berger and Robert Klotz, CW guest columnists
Concerns over competitors using AI pricing tools to fix prices have dominated antitrust discussions in the U.S. and EU. Recent cases show how algorithmic pricing might enable unlawful coordination.
2025-12-10T15:29:00Z By Mark Diamond, CW guest columnist
Companies are giving their records management programs a makeover, and not for the reasons you may think. What used to be a sleepy back-office legal department function is now front and center, often driven by compliance teams. Organizations are discovering that a “save everything, forever” de facto policy doesn’t ...
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