By Kyle Brasseur2024-01-08T16:02:00
Election years in the United States, United Kingdom, and at European Parliament, along with ongoing geopolitical tensions regarding the conflicts in Ukraine and Gaza, make 2024 difficult to predict from a regulation and risk perspective.
The year is expected to be busy for compliance officers as regulators rush to push through outstanding rule proposals in anticipation of potential change. Meanwhile, global focuses on cracking down on sanctions violators, money launderers, and instances of bribery will put the defenses of businesses and their third parties to the test.
Against this backdrop, I offer my annual list of what I’d like to see in the coming year:
2024-02-05T12:13:00Z By Neil Hodge
Tech vendors believe ESG reporting is a ripe market for artificial intelligence to help companies sift through data and ensure compliance with both mandatory and voluntary reporting standards. Compliance officers appear less sure.
2024-01-12T20:32:00Z By Aaron Nicodemus
Andrew McBride, chief risk officer of Albemarle Corp., and Tapan Debnath, head of integrity, regulatory affairs and data privacy at ABB, discussed how and why their respective organizations use data analytics to conduct business as part of a recent webcast.
2024-01-05T17:50:00Z By Aaron Nicodemus
Many reporting companies are still unsure whether their organization is required to file beneficial ownership information with the Financial Crimes Enforcement Network or are completely unaware of the new requirements. For those with questions, we have answers.
2025-10-10T20:28:00Z By Tom Fox
Compliance professionals have long known that systems fail when governance does. An MIT study’s finding that 95 percent of enterprise artificial intelligence (AI) pilots fail underscores how essential compliance-grade discipline is to the success of emerging technologies.
2025-10-09T15:24:00Z By Brett Erickson, CW guest columnist
Banks emphasize risk-based compliance in their AML programs, citing it to regulators and embedding it in policy, yet many institutions still handle risk very differently in practice.
2025-10-07T16:21:00Z By Charles Thomas, CW guest columnist
On a gray Tuesday morning, the audit seemed routine. A stack of binders sat on the table, the compliance officer was confident, and the regulator’s tone was cordial. Then came the question that changed everything.
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