By Bruce Carton2015-10-21T09:45:00
This week, President Obama announced his intent to nominate Lisa Fairfax, currently a law professor at the George Washington University Law School, and Hester Peirce, a senior research fellow at the Financial Markets Working Group at George Mason University’s Mercatus Center, as SEC commissioners. If confirmed, Fairfax and Peirce will ...
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2015-12-01T10:00:00Z By Joe Mont
On paper, the next several months mark the final stretch for the SEC’s implementation of Dodd-Frank Act rulemaking. In reality expect continued battles over the law, waged by both Republicans and Democrats. Recent congressional hearings gave a sense of what’s to come: stress tests for asset management funds, fights over ...
2026-02-03T22:57:00Z By Adrianne Appel
Three former executives at Archer-Daniels-Midland intentionally misled investors by inflating the performance of the company’s Nutrition unit, the U.S. Securities and Exchange Commission has alleged.
2026-01-29T16:39:00Z By Jaclyn Jaeger
Chief compliance officers and general counsel, beware: The Trump administration’s merging of its whole-of-government enforcement approach with its political agenda forewarns of escalating compliance risk on a national scale.
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