All pump and dump scheme articles

  • Stocks

    Anatomy of an international, $194M ‘pump-and-dump’


    The Securities and Exchange Commission and Department of Justice separately announced charges against individuals who reaped more than $194 million in illicit proceeds through an international stock manipulation scheme.

  • GameStop stocks

    Compliance lessons from GameStop market insanity


    Wall Street has been consumed this week watching a real-time battle unfold between retail investors and hedge funds over formerly moribund stocks like GameStop, AMC Entertainment, and BlackBerry. The compliance lessons lie in the levels of risk.