- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Joe Mont2016-01-05T11:30:00
Image: Officials in New York have proposed a slate of new anti-money laundering regulations for financial institutions that fall under that state’s regulatory regime and supervision. It would require CCOs to submit annual certifications, with the threat of criminal liability for false or misleading statements, on the effectiveness of their ...
2017-02-07T13:45:00Z By Joe Mont
With Congress and a new president dead set on rolling back rulemaking, state regulators may gain renewed prominence. Joe Mont explores.
2016-12-13T09:30:00Z By Jaclyn Jaeger
Jaclyn Jaeger talks with Carey Roberts, deputy general counsel and chief compliance officer of Marsh & McLennan Cos., about her unique dual legal and compliance role.
2025-06-04T20:56:00Z By Ian Sherr
Compliance is increasingly in the spotlight as companies are tackling everything from artificial intelligence and other new technologies to risk management and mitigation. But it’s soft skills of communication and relationship building that are becoming the most critical tools for success.
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