Refresher Course on Discipline of Good Investigations
Image: The damage wrought by inept internal investigations can go well beyond wasted time and money; they can cause civil litigation, enforcement risk, and bad publicity. This week we have a refresher on principles for good internal investigations, something every compliance officer must know how to do well. “Ninety percent ...
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Global Investigations in the Modern Era
“Europe” may be a nice short-hand for discussions about global business, but in reality is still 28 individual nations, each with their own laws and customs. Little surprise, then, that in several discussions about internal investigations at the Compliance Week Europe conference, the subject got complicated quickly. We have the ...
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OpinionFive best practices for conducting effective investigations
Companies face rising pressure to detect misconduct early. Strong internal investigations identify compliance issues, uphold regulations, and protect credibility.
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News BriefDOJ charges California fintech executives in $248M fraud involving falsified documents
The co-founders of a California financial tech and sustainability services company defrauded investors and lenders of $248 million, according to the Department of Justice.