- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Kyle Brasseur2023-10-30T14:26:00
The Commodity Futures Trading Commission (CFTC) and France’s Autorité des marchés financiers (AMF) signed a new agreement to continue collaboration regarding the supervision and oversight of firms that operate on a cross-border basis in the United States and France.
The memo of understanding between the two sides, announced Friday, “establishes a framework for cooperation, contemplates the sharing of information, and provides procedures for examinations of French swap dealers currently registered with the CFTC,” the U.S. agency said in a press release.
The CFTC and AMF have long cooperated regarding their respective regulatory mandates. The new memo is the 10th extant agreement between the two sides since 1990, noted CFTC Commissioner Kristin Johnson in a statement.
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2023-10-19T11:33:00Z By Aaron Nicodemus
The Commodity Futures Trading Commission will consider increasing its enforcement penalties in certain cases to deter future violations of commodities law and punish repeat offenders.
2023-10-02T17:53:00Z By Kyle Brasseur
Goldman Sachs, JPMorgan Chase, and Bank of America agreed to pay penalties totaling $53 million across settlements with the Commodity Futures Trading Commission addressing alleged swap reporting failures among their respective affiliates.
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Commissioner Caroline Pham of the Commodity Futures Trading Commission proposed the agency develop a regulatory pilot program for digital asset markets where new initiatives could be introduced and refined.
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The U.S. Federal Trade Commission (FTC) took action against a pair of student loan debt relief companies for allegedly deceiving borrowers. The move came despite the Trump administration’s broader efforts to roll back enforcement actions against businesses since taking office.
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After dismissing its lawsuit against the crypto exchange Coinbase in March, a second investigation into the exchange by the Securities and Exchange Commission has surfaced, according to a report from the New York Times. This comes as a bit of a surprise after the Trump administration has been scaling down ...
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