This immersive scenario thrusts participants into an unfolding, true-to-life story about a fictional, unstable country and a multinational bank’s risk exposure in this country when sanctions are imposed.
Our TPRM Summit brings compliance and procurement professionals together for two days solely dedicated to the sharing of knowledge and experience within third-party risk management.
Compliance Week is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors.
Barclays Capital agreed to pay $2.8 million as part of a settlement with the Financial Industry Regulatory Authority for “failure to comply with customer confirmation and related supervision rules” that led to disclosure lapses.
THIS IS MEMBERS-ONLY CONTENT. To continue reading, choose one of the options below.
News and analysis for the well-informed compliance or audit exec.
Trial Membership
First month free, then $499 for an annual Membership
Cancel anytime within the trial period.
Annual Membership best value
Subscribe now for $365
Our lowest price ($1 per day) for one year.
