This two-day, six-hour workshop will cover the processes used by criminals to hide the proceeds of their misconduct and the role various institutions play in detecting and eradicating the activity before it creates significant legal, financial, and reputational costs.
Now in its 10th year, Compliance Week Europe is created for compliance, risk, and ethics officers to come together for two days dedicated to the sharing of knowledge and experiences from an international perspective.
Compliance Week is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors.
A former Ernst & Young business development director agreed to pay $23,900 to settle charges levied by the Securities and Exchange Commission (SEC) he engaged in insider trading.
Michael Weiss had access to his clients’ confidential and sensitive business information while working for the Big Four firm, according to the SEC’s complaint, filed Wednesday in U.S. District Court for the Southern District of New York.
On four occasions, after learning about pending acquisitions, prospective business strategies, and financial projections concerning four of his client companies, Weiss purchased shares of those companies’ respective stocks, the SEC said. His alleged misconduct occurred between July 2014 and September 2015.
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