By
Kyle Brasseur2022-05-12T17:26:00
Citrin Cooperman was fined $200,000 by the Public Company Accounting Oversight Board for failing to meet PCAOB standards during its 2016 and 2017 year-end audits at an unnamed broker-dealer.
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2022-05-25T13:58:00Z By Kyle Brasseur
The Public Company Accounting Oversight Board barred Bo-Shiang Lien, a former audit director and nonequity partner at BF Borgers, for at least two years for violations of PCAOB rules and standards as part of four audits across three public companies.
2026-02-20T16:59:00Z By Dr. Luan Ho, CW guest columnist
Double materiality assessments help organizations identify and prioritise ESG topics that matter most, both in terms of their impact on society and the environment, and their financial implications for the business.
2026-02-19T19:49:00Z By Jaclyn Jaeger
Certain non-U.S. LLCs that were formed under the law of a foreign country and authorized to do business in New York State must prepare now to ensure compliance with new beneficial ownership information disclosure requirements, or potentially face hefty penalties.
2026-02-20T15:52:00Z By Ruth Prickett
The U.K. financial regulator has dropped 100 investigations without action over the past three years, but compliance should expect a refocus of resources rather than a retreat from enforcement.
2026-02-17T20:43:00Z By Neil Hodge
The U.K. has recently initiated a series of comprehensive crackdowns on financial fraud, particularly in the financial services sector. A recent enforcement action highlighted the effectiveness of one of the Financial Conduct Authority’s lesser-known weapons in its fight to combat insider trading—the Suspicious Transaction and Order Report (STOR).
2026-02-13T22:08:00Z By Adrianne Appel
A Florida school has agreed to pay more than $1.7 million for enrolling children whose parents had been sanctioned by the U.S. for their ties to Mexican drug cartels, the U.S. Department of the Treasury’s Office of Foreign Assets Control said Thursday.
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