SEC orders Intercontinental Exchange to pay $10M over Reg SCI violations
By 
Adrianne Appel2024-05-22T19:30:00
Intercontinental Exchange and nine affiliates agreed to pay $10 million for allegedly failing to inform the Securities and Exchange Commission (SEC) of a cyber intrusion as required by Regulation Systems Compliance and Integrity (Reg SCI).
Intercontinental and its nine affiliates, including the New York Stock Exchange (NYSE), agreed to cease and desist from further violations in reaching settlement, the SEC announced in a press release Wednesday.
In 2018, the NYSE agreed to pay $14 million to settle similar alleged violations of Reg SCI, the agency noted.
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